Authors: Zhiqiang Tian, Yanjun Wang, Yang Li, Jiao Lu, Li Song, Ling Ding, Xinyu Guo, Jianzhong Zheng
Categories: Article, conceptual composition, conceptual model, oral health literacy
Source: International Journal of Environmental Research and Public Health
Due to advancements in research, the concept of oral health literacy (OHL) has become rich in connotations, with over 250 definitions present in the literature and government and organizational reports. The diversity of OHL definitions and connotations not only produces conflicting results but also limits the production of accurate OHL measurement and assessment tools while simultaneously hindering the construction of health literacy intervention policies. To clarify the connotations of OHL and establish a scientific basis for evaluation, we conducted a systematic review, searching and analyzing the literature related to the conceptual connotations of OHL. Additionally, we extracted basic, methodological, and OHL conceptual connotation information from the literature. With reference to the review framework, we classified the conceptual connotations of OHL into antecedents of OHL, the core of OHL, mediators, and outcomes of OHL. The comprehensive conceptual connotations of OHL were obtained through a systematic review and concept mapping based on the related literature. Our analysis revealed that the antecedents of OHL can be classified in two personal factors and external factors. The core conceptual connotations of OHL include three core dimensions (with 16 subdimensions): (1) basic skills—literacy, reading comprehension, numeracy, hearing, oral expression, communication, and knowledge; (2) information-related abilities—information acquisition, information understanding, information communication, information evaluation, information utilization, and information decision-making; and (3) oral health maintenance abilities—interpersonal skills, self-regulation, and goal achievement. The mediator of these connotations is oral health behaviors, with oral health being the result of OHL. This study further clarifies the conceptual connotations of OHL, serving as a reference for future OHL-related studies.
Keywords: oral health literacy, conceptual model, conceptual composition
Health literacy refers to the ability of individuals to access and understand basic health information and services and to use them to make sound decisions to maintain and promote their health [1]. Oral health literacy (OHL) is a type of health literacy first introduced by Healthy People 2010 in 2000 [2]; it is one of the main determinants of oral health and refers to the extent to which individuals have the ability to access, process, and understand basic oral health information; access and understand basic oral health services; and make appropriate health decisions regarding basic oral health information and services [3]. This concept is widely used, with many researchers having drawn on the abovementioned definition to conduct studies; for example, the American Dental Association (ADA) demonstrated that limited OHL is an obstacle to the prevention, diagnosis, and treatment of oral diseases [4]. Oral diseases not only affect the function of the oral organs but also often affect the health of the whole body. For example, children with more decayed teeth are often thin, and serious decayed teeth affect the growth of children. Paradentitis can cause arthritis, endocarditis, nephritis, and other diseases. Research has shown that individuals who have fewer sources of oral health information—for example, due to personal education level, Internet access, and so on, a subset of health literacy skills—are more likely to fail to show up for dental appointments [4]. Moreover, the National Institute of Dental and Craniofacial Research (NIDCR) recognizes that the generally low level of OHL in the population is a major factor contributing to disparities in oral health among populations [5]. Therefore, OHL is considered crucial for promoting oral health and preventing oral diseases [6]. This is due to the interplay between culture, society, health systems, education systems, language, and oral health. In fact, OHL is becoming a new determinant of oral health, and the richness and complexity of the concept have been augmented through ongoing research, resulting in over 250 definitions in the literature and government and organizational reports [3]. Past researchers have concluded that OHL should be regarded as a multidimensional concept with dynamic characteristics, and its connotations include a variety of abilities and skills related to oral health, such as cognition, reading, comprehension, calculation, communication, listening, decision making, and knowledge [3]. Diverse OHL concepts not only tend to lead to contradictory results [7,8] but also limit the availability of accurate OHL measurement and assessment tools while simultaneously hindering the development of health literacy intervention policies. To the best of our knowledge, there are very few studies that have used scientific methods to define OHL. Therefore, the aim of this study was to comprehensively review the conceptual content of OHL using the previous literature, extract and organize its conceptual connotations, and provide a foundation for future OHL measurement tools and research.
The systematic review method was used to retrieve and screen studies related to the connotations of OHL, while the Checklist of Critical Appraisal Skills Programme (CASP) was employed to evaluate the quality of the studies. Relevant information was extracted from prior studies and article-based methodological reviews. Referring to the methods in the literature [9], the conceptual connotations of OHL were divided into antecedents, a core, mediators, and outcomes. Content in the included literature related to the OHL core was extracted, and the concept mapping method was employed to synthesize the OHL cores defined in different studies and clarify the key concepts. The following corresponding steps were (1) identifying key concepts, (2) identifying the order in which concepts were arranged, (3) specifying links to key concepts, and (4) ensuring that the overall order clarified the connotations of OHL.
The databases searched in this study included PubMed, Web of Science, Scopus, Cochrane Library, ScienceDirect, and Springer. A combination of OHL and its conceptualization was adopted as “oral health literacy”, “dental health literacy”, “OHL”, “literacy in dentistry”, “oral”, “dental”, “health”, “literacy”, “definition”, “concept”, “defining”, “dimension”, “dimensionality”, ”frame”, “framework”, “conceptual framework”, “analysis”, “theory”, “qualitative”, and “model”. For these databases, the search period spanned 1 January 1990 to 1 February 2020. Full-text screening of the retrieved studies was used for the inclusion criteria. The objective of the study was to conceptualize OHL and interpret and extend its concept. Exclusion criteria for the studies were as (1) the study was not related to the OHL concept; (2) the OHL concept was not explained; (3) the study used the existing OHL concept without further extension; and (4) the study was in a language other than Chinese or English. Where there were disagreements about the studies to be included, two researchers deliberated, and if agreement could not be reached, then the final decision was made by a third investigator. The search process is shown in Figure 1.
Figure 1 The literature search process.
Conceptual composition refers to a concept map that organizes and represents the tools of knowledge; such knowledge usually pertains to a topic with different levels of concepts or propositions in a box or circle. A variety of connections link the relevant concepts and propositions to form a concept or proposition network on the topic. Thus, the learner’s knowledge structure and understanding in relation to a topic can be characterized visually. A conceptual diagram of a research object includes four basic nodes, connections, hierarchies, and propositions. The conceptual composition method was used in this study to summarize and analyze the different research results and scientifically expound the conceptual connotations of OHL. Mapping of the conceptual composition was performed in the following four steps.
This step involved reading the relevant literature, understanding the depth and breadth of the research problems, selecting key concepts and related concepts within a specific knowledge range, and listing those concepts. As per the goal of the present study, 20 experts in the fields of oral medicine education and oral medical practice with intermediate and senior professional titles (work experience of more than eight years) were invited to participate in this study. Following the implementation of the Delphi method, two rounds of expert consultations were conducted via e-mail. The consultation letter and relevant background information were provided to the experts at the time of the consultation, along with a checklist requiring the experts to determine whether the key concepts for the topic were included. The list also asked them to make comments and suggestions for modifications and explain the basis of their judgments. The key concepts for the topics were obtained by the research group after the literature review and expert discussions. On this basis, the results of the first round of consultations were sent back to the experts and the second round of Delphi expert consultations were conducted to solicit their opinions. In both rounds of consultations, the experts were asked to score each key concept according to its importance on a scale of one to seven points to average the scores for each key concept (the higher the score, the greater the importance). The scores were divided by the total score to obtain weight coefficients.
The weight coefficients of the key concepts obtained after two rounds of expert consultations were sorted. Concepts with large weight coefficients were placed in the center of the map and concepts with small weight coefficients or materializations were placed around them, thus forming a hierarchy of concepts.
Interrelated concepts were connected with lines, and notes regarding the logical relationships between them were included. Different knowledge nodes were organically linked through key concepts to form the conceptual composition.
The third round of expert consultations will be carried out using the initially constructed concept map, and the opinions and suggestions of experts will be obtained. Accordingly, the concept map will be further enhanced and modified to achieve smooth concept relationships and a perfect composition.
The flowchart for the analysis of the conceptual connotations of OHL is shown in Figure 2.
Figure 2 Flowchart for the analysis of the conceptual connotations of OHL.
Table 1 summarizes the basic information for the 17 included articles [2,3,8,10,11,12,13,14,15,16,17,18,19,20,21,22,23]. Among them, 3 papers explained the definition or concept of OHL, and 14 focused on its definition while also exploring its moderators and outcomes. Ten studies targeted the general population [2,3,10,14,15,16,17,19,21,23], and seven focused on special populations [8,11,12,13,18,20,22], including low-income adults [8]; low-income women, infants, and children [11]; low-income patients undergoing their first pregnancy [12]; older adults (65 and older) [13,22]; rural adults [18]; and stomatologists [20]. Among all the OHL definitions, the one most commonly used was that proposed as part of the 2000 Healthy People 2010 agenda. In 2005, the NIDCR and Institute of Medicine (IOM) provided a definition of health literacy for use in the field of dentistry, expanding the definition of OHL and emphasizing functional OHL and the ability to apply the corresponding knowledge to make decisions related to oral health. The definition also suggested that oral health information can be communicated in a variety of ways [10]. Van Wormer et al. [18] adopted the comprehensive conceptual model of health literacy proposed by Sorensen et al. in the context of OHL, which synthesizes the main dimensions of health literacy developed in the previous model (e.g., access to and understanding and application of health information). The moderators and outcomes of health literacy were included. Furthermore, Spivakovsky et al. [23] argued that OHL-related knowledge is influenced by socioeconomic characteristics, beliefs, self-efficacy, and previous experiences and that it ultimately affects oral health outcomes. Almost all OHL definitions identified the core as a skill or competency, and some studies expanded OHL-related knowledge [8].
The methods found in the literature review included (1) cross-sectional methods, face-to-face interviews, and randomized controlled trials and (2) research methods based on pure theory [2,23] and a panel discussion regarding the dimensions of OHL [8]. These two types of studies explored the definition of OHL based on the authors’ experience or existing OHL studies (see Table 2 for details).
Among the 17 included studies, 15 explored the causes influencing the generation of OHL [23]. According to the aforementioned review framework, researchers believe that the two factors affecting the generation of OHL can be categorized as antecedents of OHL, and these two factors are summarized as follows.
In total, 11 articles [2,3,8,10,12,13,14,15,16,17,23] defined OHL as comprising individual abilities or skills, including oral expression, reading, writing, and listening, as well as information acquisition, information processing, information comprehension, and information decision-making, which emphasizes functional OHL, including the ability to use the knowledge acquired to make decisions related to oral health. Oral health information is communicated in a variety of ways. Macek (2010) et al. [8] added the conceptual knowledge of oral health to its core dimensions and expanded it to include basic knowledge on oral health and the prevention and treatment of tooth decay, periodontal disease, and oral cancer. Ju et al. [15] made memory and reasoning important parts of the conceptual OHL model. Stein et al. [17] stated that communication and self-management skills are key components of OHL, with these abilities being closely related to the ability to obtain and utilize oral health information. Spivakovsky et al. [23] added resource utilization capabilities that expand the ability to use information (see Table 3 for details).
The effects of OHL were analyzed in 7 articles [3,10,18,20,21,22,23], 5 of which suggested that OHL could influence oral health outcomes by altering oral health behaviors and awareness [3,10,18,20,21], while 12 studies concluded that OHL had a direct impact on oral health outcomes [3,8,10,13,14,15,16,17,18,19,20,21]. At the individual level, OHL refers to an individual’s ability to obtain oral health knowledge; improve their acquisition of information; understand, process, apply, and evaluate information and make decisions with it; engage in better doctor–patient communication; and improve oral health and oral health-related quality of life by changing their beliefs, attitudes, behaviors, and self-efficacy. At the group or societal level, OHL is thought to improve outcome indicators, such as quality of care, health satisfaction, and social equity, and facilitate a healthy and harmonious health care environment.
Thanks to the combination of the literature review and the three rounds of expert consultations, seven key concepts were personal factors, external factors, basic skills, information-related abilities, oral health maintenance ability, oral health behavior, and oral health status. The specific weight coefficients are shown in Table 4. According to the coefficients, basic skills, information-related competencies, and oral health maintenance competencies, which had the top three weighting coefficients, were classified as the core of the oral health literacy concept. Personal and external factors were the antecedents, oral health behaviors were mediators, and oral health status was the outcome.
Based on the results for the conceptual composition, OHL’s core conceptual connotations were judged to include three core dimensions (with 16 subdimensions), among which the information-related capability dimension played a bridging and pivotal role (see Figure 3 for details). The core and the subdimensions of OHL constitute the conceptual connotations of OHL.
Figure 3 OHL conceptual connotations.
The concept of OHL was first introduced by Rural Healthy People 2010 [2], and most of the previous studies used their definition or expanded it [11,12,13,16,17,19,21]. However, some studies and reports still exist that use different OHL definitions. In the current study, the relevant contents of the OHL concepts in the research literature were synthesized and summarized, and seven key concepts were extracted. The connotations of these seven key concepts were ranked according to their weights with the assistance of the Delphi method and, finally, the logical order of the seven key concepts was clarified. The core content of OHL comprised three core dimensions (basic skills, information-related competence, and oral health maintenance competence). Basic skills determine the strength of individuals’ information-related abilities, which are the cornerstone of OHL. Information-related competencies measure the overall level of OHL among individuals in terms of information acquisition, comprehension, communication, evaluation, utilization, and decision-making, respectively. The information-related competence dimension plays a bridging and pivotal role for the core dimensions of the conceptual connotations of OHL, while oral health maintenance competence and information-related competence facilitate each other and help people use oral health information effectively. In addition, this study categorized personal and external factors with small weight coefficients as antecedents that influence the acquisition of OHL, in addition to the categorization of oral health behaviors as mediators and oral health statuses as outcomes; that is, OHL can influence oral health status by changing oral health behaviors.
Most of the literature comprises cross-sectional studies and randomized controlled trials with reliable findings, and the three rounds of consultations using the Delphi method (i.e., organizing and summarizing the conceptual connotations) verified the core position of the main concepts and the comprehensiveness of the range of OHL conceptual connotations. This was consistent with the definition of OHL in most of the previous studies [2,3,8,10,11,12,13,14,15,16,17,18,19,20,21,22,23]. Moreover, the current work sorted out the logical relationships between the conceptual connotations of OHL and presented them in a conceptual schema, which is logically clear, easier to understand, and more convenient for scholars conducting OHL research. In particular, scholars who are interested in developing OHL assessment tools can directly draw on this study’s conceptual constructs, the primary- and secondary-order OHL connotations, and the logical relationships to develop questionnaires and establish assessment tools.
In this study, using the systematic review method, the conceptual contents related to OHL in 17 studies were extracted and summarized, the Delphi method was applied to rank the weights of the conceptual contents, and, finally, a construct comprising seven key OHL concepts was derived. Among these concepts, the antecedents of OHL included personal factors and external factors. The core of OHL comprised three dimensions (with 16 subdimensions) and was mediated by oral health behaviors, while the outcome was oral health status. This study clearly demonstrated the conceptual connotations of OHL and divided its levels and dimensions, presenting the logical relationships between those levels and dimensions and providing a comprehensive, clear, and intuitive reference for the scientific evaluation of OHL and the establishment of related measurement and assessment tools.
All authors contributed to the study’s conception and design. Material preparation, data collection, and analysis were performed by Z.T., Y.W., J.L., X.G. and Y.L. The first draft of the manuscript was written by Z.T. and Y.W., while J.Z. provided the theoretical framework. L.S. and L.D. helped improve the manuscript. All authors commented on previous versions of the manuscript. All authors have read and agreed to the published version of the manuscript.
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The authors declare no conflict of interest.
This research was supported by the Scientific Research Project of Shanxi Provincial Health Commission (No.2021043) and the Shanxi Bethune Hospital Talent Introduction Research Fund Project (No.2021RC042).
Data are contained within the article.