Authors: Vy Vu, Samer Gozem
Categories: Article
Source: The Journal of Physical Chemistry. B
Vibrational Modes to Probe Anharmonicities and Low-Lying Conical Intersections
Authors: Vy Vu, Samer Gozem
Flavins (e.g., riboflavin,
FMN, and FAD) are biologically
ubiquitous
molecules widely studied using spectroscopic techniques such as ultraviolet–visible
(UV/vis), Fourier-transform infrared (FTIR), and Raman spectroscopies.
Those spectroscopic methods typically involve the excitation of flavin’s
vibrational modes either on the ground or excited state potential
energy surfaces. In the case of UV/vis spectroscopy, this vibrational
excitation is coupled to an electronic excitation and leads to a Franck–Condon
progression that gives flavin its UV/vis absorption profile. To support
experimental spectroscopy measurements, it is desirable to use computations
that can accurately predict the vibrational frequencies for flavin’s
ground and excited electronic states. However, commonly used computational
approaches often rely on a harmonic approximation, which may lead
to errors for modes that are not harmonic. By using time-dependent
density functional theory (TD-DFT) on lumiflavin, a simplified model
system to represent flavins, we mapped the ground- and excited-state
potential energy surfaces computed along 3N-6 vibrational modes near
the ground equilibrium structure and computed the corresponding excited-state
energies along those modes. We fitted these computed potentials with
second-order polynomials and used goodness-of-fit statistics as indicators
of the harmonicity of vibrational modes. Among the modes that display
anharmonic behavior, several are Franck–Condon active modes,
which can help explain why flavin’s vertical excitation energies
reported in the literature do not typically match well with the experimental
wavelength of maximum absorption (λmax). These calculations
help inform future computational and experimental UV/vis, FTIR, and
resonance Raman studies of flavins. Some of those potential scans
also revealed low-lying conical intersections between the first and
second singlet excited states. These intersections constitute potential
photophysical deactivation channels that can compete with fluorescence,
intersystem crossing, or photoredox chemistry when flavin is in a
nonpolar environment.
Flavins are ubiquitous
in nature. Riboflavin (RF, also known as vitamin B2) is
an essential water-soluble vitamin and has two major coenzyme
flavin mononucleotide (FMN) and flavin adenine dinucleotide (FAD).
−
These redox-active coenzymes are in bacteria, animals, and plants. , RF, FMN, and FAD all share a common dimethylisoalloxazine core structure, which is also common to a smaller model system, lumiflavin (LF, Figure ).

Due to their π-electron conjugated isoalloxazine ring, flavins in their oxidized form are chromophores that absorb blue light and appear yellow. , This feature of flavins is harnessed by several classes of flavin-binding photoreceptors, such as LOV, BLUF, and cryptochromes, to convert flavin’s photoexcitation energy into a biologically useful signal. ,−
Flavin’s characteristic ultraviolet–visible (UV/vis) absorption is also widely used to detect and characterize flavins. ,, Time-resolved spectroscopies, either in the ultrafast regime or at the millisecond time scale accessible to stopped-flow experiments, are often used to study the dynamics and properties of flavoproteins. −
Flavin’s absorption spectrum is relatively insensitive to the surrounding protein environment. In contrast to, for instance, the retinal protonated Schiff base (rPSB, a vitamin A derivative) that can absorb at wavelengths ranging from blue to red depending on the protein they are bound to, −
flavins in their oxidized
form always absorb blue light and appear yellow unless they undergo
a chemical, charge transfer, or redox transformation. The reason for
this has to do with the different electronic characters of the first
singlet (S1) excited state of those two chromophores; while
rPSB undergoes a significant charge transfer upon excitation,
−
flavin instead undergoes a relatively modest rearrangement of atomic
charges when excited to its S1 state, with charges staying
largely localized to the isoalloxazine.
,,
Still, in flavins, subtle changes in the UV/vis spectrum
encode potentially valuable information about the surrounding protein
environment. A small shift in absorption can be explained by the presence
of a substrate or a protein conformational change.
,,
FTIR and resonance Raman spectra are also
sensitive to hydrogen bonding and other noncovalent interactions between
flavin and its environment.
−
This is motivation to develop computational models that can accurately simulate flavin’s UV/vis, FTIR, and Raman spectra while properly accounting for the effect of a protein or solvent environment. Several computational studies have modeled such spectra in the gas phase, in solution, and in protein models. ,,−
The latter typically employ hybrid quantum mechanical/molecular mechanical (QM/MM) models. −
In the case of UV/vis simulations, several computational studies have demonstrated that a quantitative agreement between theory and experiments required models that properly account for both vibrational as well as electronic transitions through the calculation of Franck–Condon factors (FCFs). −
,−
In other words, a commonly used vertical approximation, which suggests that the vertical excitation energy should give a reasonable estimate of the most intense vibrational-electron transition, appears to not be valid in flavins. However, the studies cited above have not explored why the vertical approximation does not hold for flavin’s first excited state.
It is generally well recognized that the vertical approximation is, exactly as its name suggests, an approximation, and therefore can fail when underlying assumptions are not reasonable. −
For instance, the vertical approximation may not hold when excited state relaxation involves small changes along several vibrational modes instead of being dominated by a single mode. Alternatively, the approximation may also fail when there is a large displacement along a single Franck–Condon (FC) active mode, since the vertical excitation reaches a point on the excited state potential energy surface that is far from the excited state equilibrium and therefore not as well described by approximate electronic structure methods. , Such regions of the excited state are especially sensitive to anharmonicity effects.
It would be informative to find out which of the scenarios in the above discussion applies to flavin. We start with Section that defines some of the main concepts and terms relevant to this work. This discussion is kept mostly qualitative; for a more detailed discussion, we refer the reader to ref. and other references therein. This is followed by Sections , , and , where we present the results of computing potential energy scans (PESs) for flavin’s ground and first excited states along ground-state vibrational normal modes local to its dimethylisoalloxazine ring. Those PESs are fit using quadratic functions. Since modeling of molecular vibrations is typically carried out within the harmonic approximation, this exercise is used to identify vibrational normal modes relevant to flavin’s spectroscopy and photophysics and to probe their harmonicity. Deviations from harmonicity are discussed.
While there are other methods that account for anharmonic effects, −
their routine application to ground and excited states can be prohibitively time-consuming. The approach used in this work does not capture anharmonic coupling between different vibrational modes of flavin but instead gives an indication of which normal modes display a deviation from harmonicity, which is already relevant to UV/vis, FTIR, and (resonance) Raman spectroscopy modeling in flavins.
Figure
presents
a few key definitions and concepts
related to the shape and vibrational broadening of the UV–vis
absorption spectra. Excitation from the cold (v =
0) ground electronic state (S0, red) occurs to one of the
vibrational states of the first singlet excited state (S1, blue) upon absorption of a photon. This electronic excitation is
accompanied by excitation of a vibrational mode of the S1 state, resulting in a combined electronic-vibrational excitation.
Within the FC principle, which assumes that the transition dipole
moment is independent of nuclear motion, the probability of exciting
a particular vibrational mode of the S1 state depends on
the overlap integral of the ground and excited electronic state vibrational
wave functions, ⟨χ1|χ0⟩,
known as the FCF:FCF=⟨χ1|χ0⟩=∫χv′,1*χv,0dτN

The square of this FCF integral is proportional to the transition intensity. Therefore, the greater this overlap (i.e., the greater the resemblance of the ground and excited state vibrational wave functions), the greater the intensity for a given transition. Schematically, this can be represented by the overlap between the ground state wave function (red shading) and each of the excited state wave functions (blue shading) in Figure ; starting from the lowest vibrational state of the electronic ground state (initial wave function), which is the center of the bell-shaped potential, one can compute the overlap with the vibrational wave functions of the electronic excited state (final wave function). ,, An accurate description of excitation must account for this coupling between the electronic and vibrational motions, either through sampling of ground state nuclear coordinates or by computing FCFs using vibrational wave functions.
The vertical excitation energy (VEE or E
^
v
^) is the energy required to
promote an electron from
the ground state to an excited state without any change in nuclear
geometry (see black arrow in Figure
). The adiabatic excitation energies (AEE and
E00a
) are energy
differences between the ground
state and excited state minima before and after accounting for zero-point
vibrational energies. The latter corresponds to the band origin in
the experimental spectra. The change in nuclear coordinates between
S1 and S0 is indicated as ΔQ and reflects the extent of geometric reorganization upon excitation. The position where the vertical excitation energy
reaches the excited energy level is known as the FC point.
Figure
suggests
that the VEE should be close in energy to the vibrational-electronic
transition that has the strongest nuclear wave function overlap between
the ground and excited state (compare the length of the black arrow
to the difference in energy between v = 0 and v′ = 2 in Figure
). Therefore, a widely used approximation
is that the theoretical VEE should match reasonably well with the
experimental λmax. However, as discussed in the introduction,
there are cases where the vertical approximation fails.
An electronically
excited state may intersect with another state
having a similar energy. This possibility is also schematically illustrated
in Figure
where the
second excited state (S2, green) crosses the S1 state at a conical intersection (CI). At such a point, some of the
approximations used in the Franck–Condon principle are no longer
valid due to the nonadiabatic nature of these crossing points.
It is possible to simulate FCFs using software such as ezFCF , and FCClasses. Flavin’s spectra are well-reproduced using TD-B3LYP when computing the AEE and simulating FCFs (e.g., see Figure ). ,,−
,
However, VEEs for the
S1 state computed using the same TD-B3LYP method do not
match well with the experimental λmax. The experimental
λmax for the S1 state is observed near
450 nm, while the VEE
(E(S1)v)
is blue-shifted at 414 nm (dashed line
in Figure
). On the
other hand, the vertical excitation approximation appears to work
well for the next bright excited state (S4 in Figure
). The S1 and S4 states both have π,π* character, with
two dark states (S2 and S3) between them.

This study employs LF (see Figure ) as a minimal computational model for flavins since it contains the core dimethylisoalloxazine moiety that gives flavin its spectroscopic signature in the visible region, as well as in the diagnostic FTIR region, where intense CO, CC, and CN bands appear. −
Compared to FMN and FAD, LF’s smaller size reduces the computational cost of the calculations by reducing the time required for each single-point calculation and lowering the system’s dimensionality; lumiflavin has 87 vibrational modes compared to FMN’s 144 and FAD’s 246.
LF was optimized at the B3LYP/6-31+G*
level of theory, followed by a frequency calculation to confirm that
the optimized lumiflavin geometry lies on a potential energy minimum
along all 87 of its vibrational normal modes. The computed frequencies,
IR intensities, and molar extinction coefficients are tabulated in Table S1 in the Supporting Information (SI). The x, y, and z Cartesian vectors describing
each normal mode were scaled by a constant factor (i) and added to or subtracted from the x, y, and z Cartesian coordinates of the LF
equilibrium structure to generate new molecular geometries displaced
along each of the 87 vibrational modes. For each vibrational mode,
a total of 21 geometries were the equilibrium structure
and 10 structures displaced on each side of the minimum. Initially,
the scaling factor i was varied using a constant
step size from −1 to 1 in increments of 0.1 (i.e., i = −1.0, −0.9, −0.8, ... + 1.0). However,
that resulted in a distortion that was too large for some normal modes,
so we instead used −0.1 ≤ i ≤
0.1 with an increment of 0.01. In total, 1740 (20 × 87) new geometries
were created in this way. Those geometries were used for time-dependent
density functional theory (TD-DFT) single-point energy calculations
using B3LYP/6-31+G*. All DFT and TD-DFT calculations were carried
out with Gaussian16. The choice of functional
and basis set is based on earlier testing that has shown that (TD)-B3LYP
can describe flavin’s vibrational frequencies, Franck–Condon
factors, and excitation energies to the spectroscopic S1 state.
,,,
Specifically, excitation energies of low-lying excited
states computed with TD-B3LYP were benchmarked against multireference
and equation-of-motion coupled cluster methods.
For each vibrational
mode, the energies of the ground state and the first excited state
were tabulated and plotted by using Python 3 scripts. The ground state
(S0) and first singlet excited state (S1) were
fitted with a second-degree polynomial function, y = ax
^2^ + bx + c. The x-axis represents the degree of distortion represented by the scaling
factor i, and the y-values represent
the ground and excited state energies. From each of S0 and
S1 along the 87 normal modes, we tabulated the three coefficients
obtained by the polynomial fit (a, b, and c). The effects of coefficients a, b, and c in the standard quadratic
function y = ax
^2^ + bx + c are illustrated in Figure S1, where the parabola is plotted with its vertex at the origin (orange
curve). Coefficient a determines the parabola’s
curvature, while coefficients b and c govern horizontal and vertical shifts relative to the origin, respectively.
In addition to the a, b, and c coefficients, the coefficient of determination (R
^2^) and root-mean-square deviation (RMSD) were
calculated relative to the fit. The analysis presented in Section
is focused primarily
on coefficients a and b, along with
RMSD values, as, in the absence of higher-order polynomial terms used
for fitting, these parameters can probe anharmonic characteristics
in vibrational modes. Detailed polynomial fits for S0,
S1, and S2 curves of lumiflavin, as well as
RMSD and R
^2^ values, are shown in Figure S5. We also computed the ratio of the
RMSD to the average energy (RMSD/E
average) using the equations For
ground states:RMSD/Eaverage=RMSD÷∑i=1nyin
For excited states:RMSD/Eaverage=RMSD÷(∑i=1nyin−2.9934006)where n is the total number
of data points (21 per normal mode in this study), y
~
i
~ are the individual energy values, and
2.9934006 is the gas-phase TD-DFT excitation energy in eV. This ratio
is used to report the RMSD in relative terms by normalizing them to
the average energy. In this way, errors associated with normal modes
that induce a large change in the energy do not also appear to have
large associated errors. The ΔRMSD/E
average is then computed as the difference of ΔRMSD/E
average between S1 and S0.
The vibration normal modes for each frequency were categorized using the Vibrational Energy Distribution Analysis program (VEDA4xx). In the vibrational distribution analysis, normal modes are typically represented as linear combinations of internal coordinates corresponding to specific stretching (STRE), bending (BEND), torsional (TORS), or out-of-plane (OUT) local modes. These molecular motions are illustrated in Figure S2. VEDA analyzes the Potential Energy Distribution in percentages (%PED), which quantifies the contributions of various internal coordinates to each normal mode of vibration.
An overview of the protocol followed for the TD-DFT potential energy scans (PESs) and statistical analysis is summarized in Figure .

Four vibrational modes (modes
31, 34, 74, and 75) initially exhibited
a very strong apparent deviation from harmonicity in the S1 state (Figure S3 in the SI). Further analysis revealed that this was caused by crossing
with the S2 state along the PES. Figure
displays a schematic representation of such
a crossing and reports the energy differences between the encountered
CI points and the minimum of the S1 PES along each mode
(ΔE
CI/S1min). All four modes involve
either improper torsion or stretching of the carbonyl groups located
on flavin’s pyrimidine ring.

For those four modes, we repeated
the quadratic
fitting by following
the state with the same electronic character past the CI point (i.e.,
following the diabatic state that gives a continuous energy surface
with a consistent electronic character instead of simply following
the adiabatic state with the lowest energy). In Figure
, this would mean using the S2 state (green line) to the right of the CI instead of continuing
to use the S1 state (blue line) for the fitting. The RMSD
using those new fits was significantly reduced compared to the fits
that only considered the energetic ordering of the states (Figure S4). Detailed polynomial fits for S0, S1, and S2 curves, as well as RMSD
and R
^2^ values after fitting S1 and S2 at the CI point for modes 31, 34, 74, and 75,
are shown in Figure S4.
Figure
a presents
RMSD calculations indicating the goodness of fit of a quadratic polynomial
function for each of the S1 and S0 potential
energy surfaces along lumiflavin’s 87 vibrational modes. Generally,
the trends for the S0 states and S1 states are
similar; if a particular ground state is anharmonic (i.e., not well
fit using a second-order polynomial), the same is usually true for
the excited state (S1) scan along the same mode. Examples
of modes that are almost equally anharmonic in both the ground and
excited states are 37, 39, 84, and 87. However, it is also informative
to look at differences in RMSD (ΔRMSD) between
the ground and first excited state. These differences are plotted
in Figure
b to highlight
modes where the excited state shows larger deviations from harmonicity
in comparison to the ground state. Additionally, in Figure
b we use colors to include
an analysis of the vibrational motions for each frequency using the
%PED categories from VEDA. The vibrational motions were categorized
into six torsional (TORS), bending (BEND), out-of-plane (OUT),
stretching (STRE) with heavy atoms (such as nitrogen and oxygen atoms),
stretching (STRE) with hydrogen atoms, and MIX for motions involving
more than one type of %PED. The resulting graphical representations
highlight the vibrational modes that are affected by excitation to
the S1 mode 31 (mixing between out-of-plane and
torsion), 33, 34 (out-of-plane), 70, 73 (mixing between bending and
stretching with heavy atoms), and 74 (stretching with heavy atoms).

In Figure a,b, we provide a further breakdown of the differences in the ground and excited states’ parabolic functions in terms of the coefficients a and b. The differences in a between the first excited state and the ground state are all negative, indicating that all modes have smaller curvature in the excited state compared to the ground state. Coefficient b, governing horizontal vertex shifts along normal modes, can either indicate Franck–Condon activity (displacement of the excited state relative to the ground state equilibrium) or be an indicator of anharmonicity.

By default, each vibrational
mode is normalized
such that the sum
of the squares of the normal mode vector in three dimensions is equal
to 1. However, due to this vector normalization, not all normal modes
affect energy to the same extent. For example, distortion along normal
modes that are highly localized to a single bond vibration will result
in much higher energies compared with a more delocalized mode. In
the latter case, the vector represents a sum of smaller distortions
that do not significantly perturb the system’s energy because
no one mode goes too far from the equilibrium geometry. Because of
this, localized and delocalized modes are not compared on an equal
footing; it can be expected that localized normal modes deviate (energetically)
the most from equilibrium and will also appear to display the highest
deviation from harmonicity. Therefore, in Figure
, we focus on reporting relative harmonicity
metrics of the ground and excited states (Δa, Δb, etc.) rather than simply reporting on
the “absolute” harmonicity metrics of the ground and
excited states. The ΔRMSD is also not reported in absolute terms
but is reported relative to the energy change caused by the distortion;
in Figure
c, we examine
the differences between the ground and first excited state in terms
of the ratio ΔRMSD/E
average using
the formulas provided in Section
. The important modes that stand out in Figure
c are modes 7, 13, 16, 31,
33, 34, 70, and 74 (i.e., these modes have a value more than one standard
deviation above the average, 0.00444; see Table S2). All those modes are more anharmonic in the excited state
than in the ground state. Notably, these modes also generally have
a large change in coefficient b.
A similar
analysis is carried out, focused only on the ground state
(S0) ΔRMSD/E
average in
the SI. We found that modes 34, 37, 39,
60, 63, 74, 84, 85, 86, and 87 exhibit anharmonic behavior in the
ground state (categorized based on having a value more than one standard
deviation above the average, i.e., above 0.029659; see Table S3).
To determine modes that are FC active, Figure d reports the excited-state energy relaxation along the ground-state normal mode (λ, not to be confused with the earlier use of Lambda in the manuscript, where instead it represented wavelength). In other words, λ represents the difference in energy between the FC point and the lowest energy point on the excited state along each specific vibrational normal mode projected on the excited state. Duschinsky rotations, which can potentially be used to account for changes in the normal modes between two different electronic states, are not used here. ,
Modes that are FC active will have a larger λ. In Figure d, we find that modes 25, 33, 34, 50, 51, 70, 72, and 73 stand out as having λ values that are larger than one standard deviation above the average λ (i.e., above 0.00908 eV; see Table S4). Therefore, the total relaxation energy (represented as the collective λ in Figure which represents the overall difference between the electronic AEE and VEE) is distributed over a few key normal modes.
The results of additional tests using the larger scaling factors, results before accounting for state flipping at the CI, and other statistical analyses are presented in ref.
Along 87 PESs following
LF’s vibrational normal modes, 4
led to a crossing between the first (S1) and second (S2) excited singlet states. All four of those modes involve
carbonyl stretching or pyramidalization modes. This is consistent
with TD-DFT calculations indicating that LF’s S1 state has π,π* character and is a bright state, while
the S2 state is a dark state that has n0,π*
character involving excitation of the lone pair of the carbonyl oxygen. Here, we find that this n0,π*
can be easily accessed in vacuo from the S1 π,π* state, with the CI encountered along mode 74 being
as low as 1.8 kcal/mol (∼630 cm^–1^) relative
to the S1 minimum. Benchmark studies on the relative energetics
of π,π* and nN,π* suggest that this barrier
may be underestimated with TD-DFT. On
the other hand, this CI may not even be the minimum energy CI along
the S2/S1 intersection seam. Therefore, the
calculations suggest that the S2 state can be accessed
from the S1 state even from the v′ = 0
vibrational energy level of the CO stretching mode. The implications
for flavin’s photophysics are that the S2 n0,π* state can serve as an additional channel for nonradiative
decay that competes with other processes like fluorescence, intersystem
crossing, or photoredox chemistry. However, this low-energy access
to the S2 state is only expected to occur in vacuo or in nonpolar environments where the CO is not hydrogen
bonded; a hydrogen bonding or polar interaction with flavin’s
carbonyl groups, such as in aqueous solvent or protein with polar
interactions near the flavin active site, will destabilize the S2 n0,π* relative to the S1 π,π*
state and will therefore raise the relative
energy of the S2/S1 CI.
Figure
presented
Δa, Δb, ΔRMSD/E
average, and λ all in one figure. The
goal was to determine if any of the FC active modes have decreased
harmonicity upon excitation to the S1 state. Indeed, we
found several such modes. The relationship between anharmonicity and
FC activity can be categorized into eight cases, into which we place
the normal modes. Modes are selected in each case based on the magnitude
of their ΔRMSD/E
average (as a probe
of anharmonicity) and on λ (as a probe for equilibrium shift/FC
activity):Case
1 (mode 34): S0 and S1 PESs
both display anharmonicity along this mode, but S1 is more
anharmonic than S0, and the mode is FC active.Case 2 (mode 74): S0 and S1 PESs
both display anharmonicity along this mode, but S1 is more
anharmonic than S0, and the mode is FC inactive.Case 3 (no modes): S0 and S1 PESs
both display similar anharmonicity, and the mode is FC active.Case 4 (modes 37, 39, 60, 63, 84, 85, 86,
and 87): S0 and S1 PESs both display similar
anharmonicity,
and the modes are FC inactive.Case 5
(modes 33 and 70): S0 PES is relatively
harmonic, S1 PES is relatively anharmonic, and the modes
are FC active.Case 6 (modes 7, 13, 16,
and 31): S0 PES
is relatively harmonic, S1 PES is relatively anharmonic,
and the modes are FC inactive.Case 7
(modes 25, 50, 51, 72, and 73): S0 and S1 PESs
are both relatively harmonic, and the modes
are FC active.Case 8 (all other modes
not listed above): S0 and S1 PESs are both relatively
harmonic, and the modes
are FC inactive.
These cases are summarized
in Figure
. We specifically
find that modes 33, 34,
and 70 exhibit a larger deviation from harmonicity in their excited
S1 state than in their ground state while also being FC
active. The anharmonicity of the S1 state of mode 34 may
be associated with its mixing with the S2 state (see Figure
). Figure
provides a summary of the
VEDA analysis, highlighting internal coordinates that most contribute
to those normal modes. Modes 33 and 34 commonly exhibit out-of-plane
pyramidalizations in the pyrimidine ring, centered at the C2 and C4
carbonyl atoms. In mode 34, pyramidalization of the C10a atom is also involved. Mode 70 is instead characterized by stretching
of the N5–C4a and N1–C10a bonds. Those two bonds formally have double-bond character
in the ground state but gain single-bond character in the S1 state due to π,π* character of the excitation.
,,−
Therefore, this mode is strongly
tied to the electronic nature of the S0–S1 excitation, and its anharmonicity in the S1 state, along
with the other two FC-active modes, may help explain why flavin’s
VEE does not match well with experimental λmax without
the calculation of FC factors.
−
,−


Table S1 indicates that modes 71, 72, 74, and 75 are the four most intense bands in the so-called diagnostic window in the range from ca. 1300 to 1800 cm^–1^. Out of those, only mode 74, corresponding to the lower-frequency CO carbonyl stretching mode, is listed as having anharmonic character in its ground state. This can explain why molecular dynamics is required along with QM or QM/MM calculations to reproduce its experimental band shape. ,,−
In this work, we mapped the ground and first singlet excited state potential energy of LF along its 87 vibrational normal modes. Those potential energy scans were fit with parabolic functions to determine whether they are well described by a harmonic function or not. Those fits were also used to estimate the relaxation energy (λ) of the excited state along each normal mode to determine which modes are FC active.
Conical intersections with S2 were
encountered along
four of the S1 potential energy scans for normal modes
associated with carbonyl pyramidalization and stretching, consistent
with the n0,π* character of the S2 state.
After fitting the diabatic states for those modes, the parabolic coefficients
and RMSD of the harmonic function fit were used to detect the anharmonicity
of all 87 normal modes in the ground and excited states. This approach
does not capture anharmonic coupling between modes but would capture
deviations from harmonicity along a single mode’s PES. We found
three modes that are simultaneously FC active and that exhibited decreased
harmonicity in the excited state. One of those modes involves the
N5–C4a and N1–C10a bonds, which are strongly coupled to the changes in the
electronic character of the S0–S1 excitation.
Their deviation from harmonicity in the excited state helps explain
why flavin does not appear to follow the vertical approximation.
The finding that specific vibrational modes relevant to flavin’s Franck–Condon profile and photophysics display anharmonicity has implications for flavin’s IR and Raman spectroscopy as well as its UV/vis absorption and photophysics. Standard IR and Raman simulations, which often rely on harmonic models, are likely to be less accurate for these anharmonic vibrational modes unless a model incorporates molecular dynamics for the calculation of vibrational frequencies and intensities. In the case of IR spectra, anharmonicity was detected in one of the more intense bands in the mid-IR range, corresponding to a CO stretch.