Authors: Sadia Rehman Safwi, Abid Rizvi, Mohammad Amir Usmani, Karrar Husain, Kanwarjeet Brar, Deep Yadava
Categories: Review Article, Cognitive symptoms, Domain-specific improvements, Meta-analysis, Randomized controlled trials, Schizophrenia, Transcranial direct current stimulation
Source: Schizophrenia Research: Cognition
Cognitive impairments in schizophrenia significantly affect functional outcomes and quality of life. This meta-analysis evaluates the effectiveness of transcranial direct current stimulation (tDCS) as an intervention for cognitive deficits in individuals with schizophrenia.
From May 20 to June 15, 2024, a systematic search of PubMed, Medline, Embase, and the Cochrane central register of controlled trials was conducted. After applying eligibility criteria, 13 randomized sham-controlled trials were included, involving 261 participants in the tDCS group and 247 in the sham group. Standardized mean difference (SMD) was computed to measure the effect size of cognitive outcomes. Statistical analyses were performed using a random-effects model to account for heterogeneity.
The pooled analysis yielded an SMD of 0.09 (95 % CI: −0.17 to 0.35), indicating a non-significant difference between tDCS and sham on cognitive outcomes. Moderate heterogeneity (I^2^ = 44 %) was observed, attributed to variations in tDCS protocols, participant demographics, and cognitive assessment tools. Although certain studies showed improvements in specific domains like working memory, the overall impact of tDCS on cognitive symptoms was not statistically significant.
This meta-analysis underscores the lack of significant evidence for tDCS in improving cognitive deficits in schizophrenia. The findings highlight the urgent need for standardizing tDCS protocols and employing domain-specific cognitive assessments. This standardization, along with the collection of more domain-specific data, is crucial for future research and the improvement of current methodologies.
Keywords: Transcranial direct current stimulation, Cognitive symptoms, Schizophrenia, Meta-analysis, Randomized controlled trials, Domain-specific improvements
Schizophrenia affects 1 % of the global population and is characterized by positive symptoms, including hallucinations, delusions, negative symptoms, and cognitive deficits (Owen et al., 2016). The cognitive deficits impact memory, attention, and executive functioning (McGrath et al., 2008; Owen et al., 2016; Saha et al., 2005). While antipsychotics are helpful for positive symptoms, they often fail to improve cognitive impairments and may even worsen them due to their anticholinergic burden (Kahn et al., 2015).
Cognitive deficits in schizophrenia, particularly in working memory, are linked to neurodegenerative changes and developmental abnormalities in the brain, significantly impacting patients' functionality (Lett et al., 2014; Li et al., 2020; Nuechterlein et al., 2011; Parlar and Heinrichs, 2021). These deficits are primarily rooted in dysfunctions within the dorsolateral prefrontal cortex (DLPFC), a critical area for memory processes, which interacts with other brain regions like the basal ganglia and hippocampus (Barch and Ceaser, 2012; Edin et al., 2009; Faget-Agius et al., 2013; Fan et al., 2017; Quidé et al., 2013). Conventional cognitive training methods, such as cognitive remediation therapy, have shown some effectiveness (Hargreaves et al., 2015; Tan et al., 2016), pointing to the potential benefits of enhancing neuroplasticity to improve cognitive outcomes (Lett et al., 2014).
Transcranial direct current stimulation (tDCS) emerges as a promising non-invasive intervention. tDCS modulates neuronal activity by applying a low-intensity direct current by scalp electrodes, typically ranging from 1 to 2 mA. These currents influence neuronal membrane potentials, increasing or decreasing cortical excitability depending on the anode (excitatory) or cathode (inhibitory) placement over specific brain areas. Technical aspects such as electrode configuration, stimulation duration typically between 20 and 30 min, and frequency of sessions are tailored based on clinical objectives, with the typical site of anode placement being left DLPFC (Meinzer et al., 2013; Nitsche and Paulus, 2001).
Recent studies indicate that tDCS can significantly improve cognitive functioning in individuals with schizophrenia, with effects persisting beyond the treatment period (Martin et al., 2013; Orlov et al., 2017). This suggests that combining tDCS could enhance cortical neuroplasticity and cognitive rehabilitation outcomes. However, existing literature, including a meta-analysis by Lingfang Yu et al. (2020), shows that while there is a trend towards cognitive improvement, the results are not uniformly statistically significant (Yu et al., 2020). However, this meta-analysis was conducted four years ago, highlighting a knowledge gap and underscoring the need for an updated review that integrates more recent research to ascertain the effectiveness of tDCS in addressing cognitive symptoms of schizophrenia.
This systematic review and meta-analysis evaluated the efficacy of tDCS on cognitive symptoms in schizophrenia. We adhered to the PRISMA guidelines.
We comprehensively searched PubMed, Medline, Embase, and the Cochrane Central Register of Controlled Trials (CENTRAL). The search was initiated on May 20, 2024 and conducted using a combination of MeSH terms and keywords, including “Transcranial Electric Stimulation,” “Neurobehavioral Symptoms,” and “Schizophrenia.” Our search algorithm is as (“transcranial electrical stimulation” [Title/Abstract] OR “transcranial direct current stimulation” [Title/Abstract] OR “transcranial direct current stimulation” [MeSH Terms]) AND (“cognitive symptoms” [Title/Abstract] OR “neurobehavioral manifestations” [MeSH Terms]) AND (“schizophrenia” [Title/Abstract] OR “schizophrenia” [MeSH Terms]). Each database was last searched on June 15, 2024, ensuring that the most recent studies were included.
Randomized, sham-controlled trials involving adult patients (aged 18 years or older) diagnosed with schizophrenia and with at least five sessions of tDCS. These studies needed to assess the effects of tDCS on cognitive symptoms and employ validated scales or neuropsychological testing for outcome measurements. All included studies were required to be published in peer-reviewed journals and written in English to ensure the reliability and accuracy of data extraction. Studies were excluded if they were not published in English, were observational or qualitative, lacked a sham control, or were unpublished.
Two independent reviewers, authors SS and AR, initially screened all retrieved studies by titles and abstracts to filter out irrelevant reports. These authors also conducted subsequent detailed assessments of the complete texts to determine adherence to inclusion criteria, and any disagreements during the screening phases were resolved through discussion or with a third author AU to ensure consensus. The selection process, including the number of studies screened, assessed, included, and excluded, is summarized in Fig. 1.
Fig. 1 Selection of studies to be included in the systematic review.
From an initial pool of 174 search records retrieved through our search strategy, we identified 83 articles via PubMed, 17 through Medline and Embase, and 74 through CENTRAL. After a rigorous screening process, we narrowed this down to 122 relevant records. We stored all abstracts and citations in Zotero, a citation management library, to organize and facilitate the review process. Each record was independently screened against our eligibility criteria, focusing on titles and abstracts to ensure relevance; duplicates were promptly removed. Following this initial screening, full texts of the remaining studies were downloaded and reviewed for detailed assessment, as illustrated in Fig. 1.
Authors SS and AR independently performed data extraction, utilizing a standardized data extraction form to ensure consistency and minimize bias. This process included gathering detailed bibliographic information, study characteristics, participant demographics, specific attributes of the tDCS interventions, and outcomes related to cognitive functions. To verify the accuracy and reliability of the extracted data, the third author, AU, conducted an independent review of the data.
For studies reporting cognitive outcomes across multiple domains using different measurement scales, we recognized that calculating an overall mean and standard deviation was not feasible due to the instruments' heterogeneity. We extracted available effect sizes directly from the studies or calculated them using reported statistics. The results were also summarized qualitatively to capture the essence of the findings.
Outcome measures were quantitatively reported as changes in cognitive status scores. The cognitive domains assessed included attention, executive functions, immediate memory, delayed memory, and social cognition. These outcomes were detailed through mean changes in cognitive test scores following the intervention. Variability and precision were captured using standard deviations, standard errors, and statistical significance (p-values). Our analysis included studies reporting standardized mean differences (SMDs) with their 95 % confidence intervals (CIs) and studies providing raw data—means, standard deviations, and sample sizes—from which SMDs could be calculated. Several studies assessed cognitive function using multiple scales without a unified scoring system, making it impractical to calculate overall mean scores. We relied on the reported effect sizes or alternative statistical information for these studies to extract SMDs. Statistical analyses were performed using R software (version 2024.04.2 + 764), utilizing the meta and metafor packages for computations and visualization.
A random-effects model was employed to account for potential between-study heterogeneity. We used the DerSimonian and Laird method with Restricted Maximum Likelihood (REML) estimation to calculate the between-study variance. The metagen function from the meta package facilitated the meta-analysis by incorporating the SMDs and their corresponding SEs. Each study was weighted inversely proportional to its variance, ensuring that studies with smaller SEs significantly influenced the overall effect size. We assessed statistical heterogeneity using I 2statistic and τ2. We created a forest plot to summarize the findings visually. Individual study estimates appeared as red squares, scaled by their meta-analysis weight, and the overall effect size was shown as a blue diamond. Negative SMD values suggested tDCS superiority over sham treatment; positive values indicated the opposite.
We conducted a risk of bias assessment for each included study using the Robvis 2 software. This tool facilitated a systematic evaluation across critical domains such as random sequence generation and allocation concealment (selection bias), incomplete outcome data (attrition/dropout bias), blinding of participants and personnel (performance bias), and reporting biases. The assessment process involved independently reviewing each study against these criteria to identify potential sources of bias. We summarized the findings using traffic light plots and summary plots generated by the software.
We did not perform a formal publication bias assessment in this meta-analysis because the limited number of included studies (thirteen) reduces the reliability of such assessments, making statistical tools like funnel plots potentially misleading. Additionally, significant clinical and methodological heterogeneity among the studies violates the assumptions underlying these methods. Our comprehensive literature search across multiple databases aimed to minimize the risk of missing relevant studies, and the emerging nature of tDCS research in schizophrenia suggests a lower likelihood of unpublished negative results. Therefore, conducting a formal publication bias assessment could yield inaccurate conclusions, so we focused on providing a transparent and balanced interpretation of the available evidence without it.
A systematic search of PubMed, MEDLINE, Embase, and the CENTRAL databases were performed from May 20 to June 15, 2024. This search yielded 174 records, out of which 52 duplicate studies were removed. The remaining 122 unique records underwent a title and abstract review, which excluded 39 studies based on irrelevance to core criteria. From the remaining 83 full-text studies, a further 59 were excluded based on specific criteria, including studies without sham controls, those not focusing on cognitive outcomes as primary endpoints, and publications in non-English languages. This rigorous selection led to 13 randomized sham-controlled trials meeting all inclusion criteria and forming the basis of the meta-analysis (Fig. 1).
The meta-analysis includes 13 randomized sham-controlled trials, collectively involving 261 participants in the tDCS arm and 247 in the sham group. Participant demographics and tDCS parameters are summarized in detail (see Table 1)
Most participants were males, aged between 18 and 65 years, diagnosed with schizophrenia and stabilized on antipsychotic regimens. Exclusion criteria typically covered active comorbidities that might impact cognitive assessments, such as substance use disorders or major neurological conditions. One study included participants with tardive dyskinesia (Zhou et al., 2023).
tDCS settings varied between studies. For electrode placement**,** DLPFC was a standard target for anodal stimulation in most studies. Stimulation intensities ranged from 1 to 2 mA, with sessions lasting from 20 to 30 min. Some studies applied daily sessions across multiple weeks; eg up to 40 sessions in Lindenmayer et al., 2019 (Lindenmayer et al., 2019), while others used more intensive schedules (e.g., twice daily for five days).
Cognitive assessments included validated tools like the MATRICS Consensus Cognitive Battery (MCCB), the Cambridge Neuropsychological Test Automated Battery (CANTAB), the Brief Assessment of cognition in schizophrenia (BACS), the trail-making test, and the Stroop test, among others.
Traffic light plot and summary plots were generated through Robvis 2 risk assessment software and are shown as (Fig. 2, Fig. 3).
Fig. 2 Risk of bias assessment traffic light plot for the studies included in the review.
Fig. 3 Risk of bias assessment summary plot.
The main outcome measure was the standardized mean difference (SMD) in cognitive performance between tDCS and sham groups. Individual study findings highlighted notable variability. Smith et al. (Smith et al., 2015) demonstrated a significant improvement in cognitive scores for the tDCS group with an SMD of −1.03 (95 % CI: −1.76 to −0.30, p < 0.01). However, Bulubas et al. (Bulubas et al., 2021) found an unexpected benefit in the sham group, with an SMD of 0.53 (95 % CI: 0.19 to 0.83). While other reported no statistically significant cognitive improvements, with confidence intervals spanning zero (Table 2, Table 3).
Employing a random-effects model to account for between-study variability, the pooled SMD suggested no significant effect of tDCS on cognitive function (SMD = 0.09; 95 % CI: −0.17 to 0.35), indicating minimal difference between tDCS and sham groups. Moderate heterogeneity was noted (I^2^ = 44 %, τ^2^ = 0.094, p = 0.04). This heterogeneity likely stemmed from variations in participant demographics, tDCS protocol specifics, and the cognitive assessment tools used. This meta-analysis does not support the efficacy of tDCS over sham treatment for cognitive symptoms in schizophrenia. While certain individual studies showed promise, the overall effect was small and non-significant, with moderate heterogeneity (Fig. 4).
Fig. 4 Forest plot of the meta-analysis comparing tDCS to sham treatment on cognition in patients with schizophrenia.
Sources of heterogeneity were explored in detail, considering. Differences in age, cognitive baseline, and illness severity may influence tDCS response, with some studies targeting specific subgroups such as those with prominent negative symptoms (Bulubas et al., 2021). Variations in session frequency, electrode placement, and stimulation duration were observed across studies, impacting consistency. Studies varied in their use of cognitive assessment tools, making direct comparison challenging.
Sensitivity analyses were conducted to assess the robustness of the
This meta-analysis aimed to evaluate the efficacy of tDCS in enhancing cognitive function among individuals with schizophrenia by synthesizing data from 13 double-blind, sham-controlled randomized controlled trials. Despite employing rigorous methodological criteria to mitigate design inconsistencies highlighted in previous reviews (Kostova et al., 2020; Yu et al., 2020) our findings indicate that tDCS does not have a significant overall effect on cognitive symptoms in schizophrenia. The pooled standardized mean difference (SMD) was 0.09 (95 % CI: −0.17 to 0.35), suggesting non-significant difference between tDCS and sham group.
While some individual studies reported significant cognitive improvements with tDCS, particularly in working memory and executive function domains (Smith et al., 2020; Weickert et al., 2019), others found no significant benefits (Chang et al., 2020; Lindenmayer et al., 2019; Zhou et al., 2023). Interestingly, Bulubas et al. (Bulubas et al., 2021) observed an unexpected improvement in the sham group. This variability may be due to the influence of specific tDCS protocol factors—such as stimulation intensity, electrode placement, and session frequency—on therapeutic outcomes. Studies employing both minimal (five sessions) and extensive (forty sessions) tDCS interventions reported improvements in working memory suggesting that session number alone may not determine efficacy (Lindenmayer et al., 2019; Smith et al., 2015).
A significant limitation of this meta-analysis is the heterogeneity among the included studies, compounded by relatively small sample sizes. Moderate heterogeneity was observed (I^2^ = 44 %), likely stemming from variations in participant demographics—such as age, illness duration, symptom severity, and medication status—which substantially influence each patient's responsiveness to tDCS. For example, both Zhou et al. (Zhou et al., 2023) and Bulubas et al. (Bulubas et al., 2021) enrolled patients with chronic schizophrenia, yet reported different outcomes, possibly due to differences in clinical profiles, such as the presence of tardive dyskinesia in Zhou et al. (Zhou et al., 2023). Small sample sizes reduce statistical power, potentially masking subtle yet clinically relevant effects of tDCS on cognitive domains, thereby limiting the generalizability of the findings.
Cognitive deficits in schizophrenia stem from a complex interplay of genomic, neurobiological, and neuroanatomic factors. Imaging studies reveal that these deficits are linked to structural brain changes, including reduced cortical thickness, increased ventricular volume, and alterations in regions such as the cerebellum, basal ganglia, and dorsolateral prefrontal cortex (Jacobson et al., 2012). These changes may disrupt cortico-cerebellar-thalamic-cortical circuits and reduce prefrontal cortex metabolism, contributing to cognitive impairment. While earlier theories focused on neurodevelopmental disorders, current understanding suggests that cognitive deficits may result from neurodevelopmental abnormalities, disrupted neuronal maturation, and altered neuroplasticity (Paulus, 2011).
Biochemical imbalances also play a role, with evidence pointing to disruptions in inflammatory cytokines, hormones like cortisol and prolactin, neurotrophic factors such as BDNF, and neurotransmitters like GABA and glutamate (Stagg and Nitsche, 2011). Despite extensive research, specific cognitive markers in schizophrenia remain elusive. However, neuroimaging findings such as fractional anisotropy of the corpus callosum and changes in the salience and default mode networks show potential in predicting cognitive performance (Nitsche et al., 2003). tDCS offers a promising approach that modulates neuronal activity. Anodal tDCS increases neuronal excitability, while cathodal tDCS decreases it, affecting neurotransmitter levels (Anticevic et al., 2015; Grent-’t-Jong et al., 2018). The effectiveness of tDCS may vary with the illness stage, emphasizing the need for personalized protocols to account for individual differences in brain anatomy and excitability (Lewis and González-Burgos, 2012; Stagg et al., 2018).
Cognitive functioning in schizophrenia is a complex neurological construct composed of various subcomponents, each potentially governed by distinct neurocircuitries (Millan et al., 2012). Combining these domains into a single composite score may obscure domain-specific effects, hindering a clear understanding of how tDCS impacts specific cognitive functions. For instance, the dorsolateral prefrontal cortex is primarily involved in working memory, whereas the amygdala and prefrontal cortex are associated with social cognition (D'Esposito and Postle, 2015). The lack of uniformity in outcome measurements across studies further complicates direct comparisons and may contribute to inconsistent findings. While six studies used the MATRICS Consensus Cognitive Battery (MCCB), results remained mixed, possibly due to variations in other study variables [Table 1, Table 2].
An important consideration is the potential neurobiological impact of sham tDCS itself. Recent studies suggest that sham protocols, which often include brief periods of active stimulation, may inadvertently exert neurobiological effects beyond non-specific placebo responses (Fonteneau et al., 2019). For example, a 40-s ramp-up/down phase and a 30-s active stimulation at 2 mA—as used in several sham protocols—deliver a substantial amount of current to the brain, potentially leading to functional changes even at low intensities through mechanisms like stochastic resonance. Evidence from healthy participants indicates that even minimal direct current stimulation (e.g., 1.6 s) can enhance verbal memory (Javadi and Walsh, 2012). This could confound results, as improvements may be partially attributed to sham stimulation, masking the true efficacy of active tDCS.
The studies reviewed employed varying numbers of tDCS sessions, ranging from five to forty, with both extremes reporting improvements in working memory (Lindenmayer et al., 2019; Smith et al., 2015). This disparity in session numbers may contribute to the heterogeneity observed in results. Additionally, most studies targeted the dorsolateral prefrontal cortex for anodal stimulation, yet the complexity of cognitive processes—likely involving interconnected neural pathways—suggests that exploring alternative stimulation sites could be beneficial.
The diversity in cognitive outcome measures further complicates the interpretation of tDCS effects. The lack of uniformity in assessment tools makes it challenging to compare results directly or draw broad conclusions about efficacy. Psychological testing instruments may not fully capture nuanced cognitive changes induced by tDCS, highlighting the need for more sensitive measures.
The primary limitations of this meta-analysis include heterogeneity among studies, small sample sizes, and variability in tDCS protocols and outcome measures. Several studies designated cognitive improvement as a secondary outcome, potentially resulting in underpowered analyses for detecting specific changes. Additionally, the variability in patient profiles—including differences in illness severity, duration, and comorbid conditions—complicates comparisons and suggests that tDCS efficacy may depend on specific patient subgroups.
Future research should prioritize the standardization of stimulation protocols, including uniform parameters like intensity, duration, and electrode placement. Additionally, adopting standardized cognitive assessments such as the MCCB enables consistent evaluation across cognitive domains. Investigating these domains individually may reveal selective improvements and clarify differential impacts, potentially obscured by composite scoring. Integrating neuroimaging and neurophysiological data could also allow for the tailoring of tDCS to individual neurobiological profiles, enhancing efficacy. Further, refining sham protocols, expanding to large-scale, multicenter trials, and conducting longitudinal studies would solidify the understanding of tDCS's long-term effects and its overall effectiveness in cognitive rehabilitation for schizophrenia.
This meta-analysis highlights both the potential and limitations of tDCS as an intervention for cognitive deficits in schizophrenia. While some studies demonstrate promising results, the overall evidence does not support a significant benefit of tDCS over sham treatment. Addressing the identified limitations through standardized methodologies and personalized approaches may enhance the utility of tDCS in clinical practice. By focusing on domain-specific improvements and tailoring interventions to individual neurobiological profiles, future research can move towards more effective, personalized treatments that significantly improve cognitive outcomes and quality of life for individuals with schizophrenia.
While preparing this work, the author AR used Chat GTP to correct the manuscript's grammar. After using this tool/service, all the authors reviewed and edited the content as needed and take(s) full responsibility for the content of the published article.
Sadia Rehman Safwi: Writing – original draft, Methodology, Formal analysis, Data curation, Conceptualization. Abid Rizvi: Writing – original draft, Formal analysis, Data curation, Conceptualization. Mohammad Amir Usmani: Visualization, Supervision, Investigation. Karrar Husain: Writing – review & editing, Visualization, Validation. Kanwarjeet Brar: Writing – review & editing, Writing – original draft, Supervision. Deep Yadava: Writing – review & editing, Supervision, Methodology.
The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
No funding was received for this work.
Abid Rizvi, Email: abid.rizvi@hsc.wvu.edu.
Deep Yadava, Email: deep.yadava@wv.gov.
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