Authors: Patcharaorn Limkitisupasin, Piyawat Jongpradubgiat, Nattawan Utoomprurkporn
Categories: Original Article, Audiometry, Cognitive impairment, Dementia, Hearing loss, Hearing screening
Source: Journal of Audiology & Otology
Authors: Patcharaorn Limkitisupasin, Piyawat Jongpradubgiat, Nattawan Utoomprurkporn
Hearing loss is the largest potentially modifiable risk factor for dementia. Early evaluation and intervention are crucial for older adults with cognitive impairment. However, pure-tone audiometry (PTA), the gold standard, may have limitations. This study reviewed auditory tests for detecting hearing loss in this population, comparing to PTA.
Following the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines, we conducted a systematic review in PubMed, Scopus, and Embase. Ten studies (1,071 participants) comparing auditory tests and PTA in patients with dementia and mild cognitive impairment were included.
Electrophysiological and behavioral tests demonstrated strong correlation and accurate hearing impairment detection compared to PTA. Conversely, self-reported assessment showed weaker correlations when aligned with hearing thresholds.
This study highlights the potential of electrophysiological and behavioral auditory tests in detecting hearing impairment in older adults with cognitive impairment, emphasizing the need for further research to develop practical screening protocols for this vulnerable population.
Nowadays, the population trend has shifted toward an aging society. Dementia, a neurocognitive disorder with acquired loss of cognitive abilities in at least one domain and impaired functional abilities with varying manifestations and etiologies, is one of the leading causes of disability in the older adult population, affecting their physical, emotional, social, as well as placing an enormous economic burden on the society as a whole [1]. Despite the fact that there is no cure for dementia at present, there are efforts to prevent the disease, decrease its symptoms, and slow its progression by minimizing its risk factors [2]. Among the known risk factors, hearing impairment is regarded as the largest potentially modifiable risk factor [3,4] with a 1.9-fold relative risk for dementia [4]. A recent randomized controlled trial demonstrated the positive effect of hearing aid usage in individuals at risk of cognitive impairment, reducing the risk of cognitive decline compared to those without hearing aid use [5]. The findings of this trial are supported by meta-analysis, which also showed that hearing aid use has been associated with both short- and long-term improvements in cognition, including cognitive tests as well as longer term changes in cognition [6]. In the realm of tertiary prevention, the restoration of auditory input by hearing intervention led to increased social stimulation and decreased cognitive load and indirectly affected cognition through sensory deprivation and information degradation hypotheses [7]. Recent studies showed that treating hearing loss in cognitively impaired patients improves their dementia related-behavioral symptoms, communication, and quality of life [8-10]. Therefore, the necessity of adopting hearing interventions has been emphasized over many years.
Nevertheless, the assessment of hearing thresholds, a crucial step in the overall process, is problematic for those with deteriorating cognitive capacities. Pure-tone audiometry (PTA), a behavioral measurement of hearing threshold in which the patient responds to sound stimuli via headphones at each frequency under controlled ambient noise [11], is currently the gold standard for testing hearing levels. This procedure is relatively complex and necessitates patient cooperation. A recent study offers strategies, based on the author’s clinical experience, for modifying standard audiometry to assist in determining hearing thresholds in individuals with dementia [12]. Moreover, the test-retest reliability of hearing measures obtained from participants with mild dementia was comparable to that obtained from cognitively normal participants, according to a previous study [13]. However, a prior systematic review reported that only 56% to 59% of individuals with dementia can complete PTA [14]. Therefore, PTA may not be applicable for certain patient populations [11], such as those with varied severity of dementia. Furthermore, conventional PTA is not readily available in every setting because of expensive equipment expenses and the requirement for well-trained medical personnel. Diagnosing hearing loss for individuals with impaired cognition is an important barrier that still needs to be overcome.
As advocated by recent international practice recommendations [15], attempts have been made to discover a more accessible, pragmatic, precise, and rapid screening method as an alternative to traditional audiometry for recognizing hearing problems in this population. Several studies comparing the outcome of hearing tests administered to older adults with cognitive impairment to the gold standard have been published during the past several years. Accordingly, the purpose of this literature review was to consolidate and analyze publications about auditory tests in patients with dementia or mild cognitive impairment (MCI), with the emphasis on diagnostic performance relative to PTA.
This review was carried out according to Preferred reporting items for systematic review and meta-analyses (PRISMA) statement [16]. The PICO was defined as follows. Patients (P) were older adults who were diagnosed with MCI or dementia (any type and severity). Intervention (I) was auditory tests. Comparison (C) was PTA, and outcome (O) was hearing impairment. The protocol was registered on PROSPERO (CRD42021273537).
A systematic literature search was performed to identify all publications from inception to September 16, 2021, via PubMed, Scopus, and Embase. The search was updated on November 21, 2023. To ascertain articles about screening hearing loss and cognitive impairment, we used the search strategy that developed by combination of free text terms and MeSH term. The complete search strategy was attached in Supplementary Table 1 in the online-only Data Supplement. The citation of included full-text articles were reviewed for additional relevant studies.
Studies with individual data for comparing the performance of hearing tests and PTA were included. Exclusion criteria included foreign-language studies without English translation available, irrelevant studies according to the study PICO, and studies with insufficient data. In addition, review articles, letters/commentaries, abstracts, conference proceedings, and nonobtainable full-text studies were excluded. Results were exported into and implemented on Covidence systematic review software (Veritas Health Innovation, Melbourne, Australia) for the review process.
After removing duplicates, two independent reviewers (PL and PJ) conducted a screening of title and abstract, followed by full-text articles considered relevant. Any discrepancies were resolved by a third reviewer (NU).
The study title, author, location, publication year, participants (such as baseline characteristics and diagnosis), and hearing evaluation methods were all extracted from each article. All study findings, the diagnostic performance and accuracy of hearing threshold when comparing hearing tests and PTA, e.g., correlation coefficients, regression coefficients, sensitivity, and specificity were summarized. We used Quality Assessment of Diagnostic Accuracy-2 (QUADAS-2) [17] to assess the methodological quality of studies included in the review.
Our search strategy yielded 2,382 results, of which 756 were removed as duplicates. After a screening of the titles and abstracts, 1,574 articles were excluded. Full texts of 52 papers were obtained and 8 matched the inclusion criteria and were included in this review. Through the reference list of the included papers, 2 additional studies were identified (Fig. 1). A total of 10 studies were included in this review, including 3 studies that used electrophysiological tests [18-20] and 2 studies that used behavioral tests [21,22]. Five studies utilized self-perceived hearing questionnaires [23-27], with 3 providing data assessing caregivers [23,26,27]. The characteristics and key findings of the included studies are summarized in Tables 1-3.
The included studies were published between 1989 and 2022. Four of the 10 articles were conducted in the United States [19,21,23,27], 2 in Canada [22,26], and 1 each in the UK [25], Australia [20], France [18], and South Korea [24]. Four out of the 10 studies were cross-sectional, 3 were case-control, 2 was prospective, and 1 was retrospective. Most studies (6/10) recruited participants from memory clinic/program, while 2 studies recruited residents from long term care, 1 involved adult medicine clinic-based samples, and 1 was a cohort study representing communities. The sample size varied between 6 and 801 individuals. Among a total of 1,071 patients, 690 were diagnosed with MCI and 381 with dementia of any type.
Three studies have reported the correlation between the estimated hearing threshold level obtained from hearing tests and PTA [18-20]. The correlation between questionnaire scores and pure-tone average obtained from audiometry was documented in 2 studies [24,25]. Four studies provided estimates of diagnostic accuracy (sensitivity, specificity, positive predictive value, and negative predictive value) [21-23,27], with 1 study presenting raw data in a table [23]. In 1 study, the interclass correlation between hearing rating and PTA was reported to establish the reliability of the test [26]. Rendering a meta-analysis was considered inappropriate in light of the considerable heterogeneity across studies on the basis of hearing measurement methods and reported outcomes.
All studies were evaluated for risk of bias and applicability, in the domains of patient selection, index test, reference test, and flow and timing, according to QUADAS-2 tool. For the evaluation of risk of bias, 2 studies [25,26] included patients with documented hearing loss, while 1 excluded [24]. Consequently, there was high concern regarding their applicability of patient selection. Except for 2 studies [21,22], most of the studies did not address the sequence of index and reference tests. Four studies [19,20,23,26] had missing data on the analysis and were rated as high risk within the flow and timing domain. Risk of bias for individual studies and summary plot according to QUADAS-2 are presented in Table 4 and Fig. 2.
There were 3 studies that compared hearing threshold levels from PTA to various electrophysiological measurements (Table 1). One prospective study performed auditory steady state response (ASSR)—an auditory evoked potential (AEP) that can be used to objectively estimate hearing sensitivity in individuals [28]—in patients with MCI and Alzheimer’s disease [18]. A significant correlation (p<0.05) between PTA and estimated ASSR thresholds were found for all r=0.55, p=0.006 for 500 Hz; r=0.58, p=0.005 for 1,000 Hz; r=0.61, p=0.003 for 2,000 Hz; and r=0.66, p=0.002 for 4,000 Hz. Notably, there was no correlation between the Mini-Mental State Examination (MMSE) score and the discrepancies between ASSR and PTA thresholds for any frequency.
Another study used cortical automatic threshold estimation (CATE) [20], a type of AEP, for assessing demented and also noticed substantial significant correlations between CATE and PTA threshold for all frequencies (r^2^=0.52, p=0.008 for 500 Hz; r^2^=0.79, p=0.0001 for 1,000 Hz; r^2^=0.71, p=0.0005 for 2,000 Hz; r^2^=0.92, p<0.0001 for 4,000 Hz). Notably, the sample size was relatively limited (n=6) due to the exclusion of participants who did not complete the PTA or CATE for a variety of reasons (refusal to wear headphones/electrodes, desire to quit due to lengthy procedure, inability to follow PTA instructions).
Distortion-product otoacoustic emissions (DPOE) was used in 1 cross-sectional study [19]. The regression of PTA on DPOE threshold was significant for all frequencies with the strongest at 2,000 Hz (r^2^=0.45 and 0.68 for right ear and left ear, respectively), and there was no significant difference between subgroups 0.5 and 1 on the Clinical Dementia Rating (CDR) scale. When auditory brainstem response (ABR) testing was done, the ABR thresholds were within 10 dB to 20 dB of the pure-tone thresholds and were independent of age, gender, ear, and CDR groups.
Two studies evaluated the diagnostic accuracy of behavioral hearing tests to the gold standard (Table 2). In 1 study, the performance of several physical examination batteries and air conduction screening audiometry for screening hearing loss (defined as pure-tone average 40 dB HL from the speech frequencies 0.5, 1, 2, and 3 kHz) in patients with mild to moderate dementia was investigated [21]. All screening tools exhibited exceptional performance. The tuning fork-512 Hz and -1,024 Hz, finger rub, and whispered voice tests had respective specificity of 0.53, 0.63, 0.85, and 0.78 when sensitivity for detecting 40-dB hearing loss was 0.9. The specificity was greater when the sensitivity was lower at 0.8. (0.82, 0.95, 0.95, and 0.89 for tuning fork-512 Hz and 1,024 Hz, finger rub, and whispered voice tests, respectively). The air-conduction screening test had a high sensitivity (1.0) for the inability to hear one or more tones, but low specificity (0.50). Whereas for failure to hear 3 of 4 tones, specificity was higher (0.97), but sensitivity was lower (0.70). The receiver operative characteristic (ROC) curve areas were excellent results for all modalities (0.85, 0.92, 0.94, 0.94, and 0.95 for tuning fork-512 Hz, tuning fork-1,024 Hz, finger rub, whispered voice tests, and air conduction screening audiometry, respectively). Notably, interobserver/test-retest reliability was moderate to high (intraclass correlation coefficient 0.58–0.90) through all screening tests.
Another study adopted newly designed hearing screening equipment to examine patients with MCI and mild dementia [22]. The SHOEBOX QuickTest application consists of two a set of 4 questions accompanied by presentations of pure tones at 1, 2, and 4 kHz. Hearing disability was defined as threshold from conventional pure-tone average >30 dB. The iPad-based screening test demonstrated an overall accuracy of 84%, with a sensitivity of 100% and a specificity of 66.7%. Positive predictive value was 76% (95% confidence interval [CI] 59%–88%) while negative predictive value was 100%. Additionaly, 72% (95% CI 60.0%–84.1%) of conventional audiometry thresholds fell within the 10 dB range of the SHOEBOX QuickTest. Notably, 72% of patients were able to finish the exam on the first attempt, while just 12% required 3 attempts because they did not reply quickly enough or did not comprehend the task on the first effort.
Five studies assess the hearing of older adults with cognitive impairment by questionnaire (Table 3). Of these, 2 studies used Hearing Handicap Inventory for Elderly (HHIE), the effective screening self-reported questionnaire for identifying hearing impairment in older adults [29,30]. One study enrolling 46 MCI patients used a validated Korean version of HHIE [31] and found a weak, nonsignificant correlation between total K-HHIE score and PTA (r=0.260 [95% CI -0.030, 0.548], p>0.05) [24]. The outcomes were identical when categorizing MCI patients into with and without frontal-executive dysfunction (FED) subgroups (r=0.105 and r=0.083 with p>0.05 for MCI with and without FED, respectively). Interestingly, a substantial correlation was discovered in normal cognition group (r= 0.335, p<0.05).
Another study assessed cognitively impaired patients (HHIE-S) from a memory clinic and their caregivers (HHIE-SP) by using the HHIE screening version [23]. The authors reported data in terms of “pass/fail” and defined “failure” 1) no response to a 40-dB HL during PTA, 2) HHIE score >18 or higher, and 3) a passing score (<18) on the HHIE and no response to a 25 dB HL pure tone. There was no statistically significant difference between the proportion of patients who passed or failed the PTA and the HHIE-S. Both HHIE-S (sensitivity=30.4%, specificity=100%, accuracy=34.7%) and HHIE-SP (sensitivity=42.4%, specificity=100%, accuracy=47.2%) revealed low sensitivity and accuracy but high specificity when derived from raw data. Notably, the discrepancy between the pass-fail rates on the HHIE-S and the HHIE-SP was significant (χ^2^=5.58, p<0.05), with caregivers reporting a disability more than patients.
The outcomes of this study were comparable those of a study that investigated patient with normal cognition, MCI, and dementia using the modified Amsterdam Inventory for Disability (mAIAD) and the speech, spatial, and hearing qualities scale (SSQ) [25]. Both were validated questionnaires for assessing real-life hearing function in individuals. The study found weak correlations between self-assessment questionnaire scores and PTA in MCI group, and moderate correlations in the dementia group [32,33]. For mAIAD, there were weak to moderate, nonsignificant correlations between overall scores and PTA (r=-0.24, p=0.197 and r=-0.50, p=0.069 for MCI and dementia group, respectively). Corresponding to SSQ, weak to moderate, nonsignificant correlations were found (r=-0.19, p=0.321 and r=-0.37, p=0.169 for MCI and dementia group, respectively). In contrast, moderate to high correlations were observed between the overall mAIAD (Pearson correlation r=-0.59, p=0.001) and SSQ scores (Pearson correlation r=-0.55, p=0.002) and the PTA in the group with normal cognition. Notably, robust correlations were observed in all groups between the total scores of both questionnaires and their respective domains, including speech, spatial, and sound quality.
One retrospective review study used the Resident Assessment Instrument–Minimum Data Set 2.0 (RAI-MDS), which classified hearing difficulties into 4 categories, to examine the hearing status of long-term care residents with dementia as rated by their healthcare staff [26]. On-site air-conduction audiometry was conducted by an audiologist in a quiet room with ambient noise level not exceeding 45 dB to obtain the pure-tone average. A weak correlation between PTA category and RAI-MDS rating was confirmed using an intraclass correlation coefficient (r=0.286, p=0.015). Notably, 11 of 25 participants had hearing loss that was either unidentified or underestimated by this assessment.
One study deployed data from a prospective cohort study in the community, employing determined cognitive diagnoses and audiometric data for calculating diagnostic accuracy between PTA and self- and proxy-rated hearing assessments [27]. Participants were required to describe their unaided hearing, while proxies were asked about “the significant hearing difficulties that interfere with daily communication.” Hearing loss was defined as PTA threshold ≥40 dB from audiometry, moderate trouble or greater in self-rated assessments, and “Yes” response for proxy-rated assessments. The sensitivity and specificity of self-rated hearing assessments for dementia patients (52.6% and 81.2%, respectively) were lower than for those with MCI (61.1% and 84.9%, respectively) and even lower than individuals with normal cognitive function (71.2% and 85.9%, respectively). In the case of proxy-rated hearing assessments, low sensitivity was observed in both the MCI and dementia groups (65.7% and 73.3%, respectively).
Based on systematic review of 10 studies, it can be asserted that electrophysiological and behavioral hearing tests exhibited commendable diagnostic performance compared to PTA for accurately detects hearing loss in MCI and dementia. Conversely, subjective reports of hearing may tend to underestimate the actual prevalence of hearing loss in this particular population. These findings carry significant implication for the development of screening protocol designed to identify hearing loss in individual with cognitive impairment.
Our results suggest several notable findings. First of all, electrophysiological hearing tests, including DPOE, ABR, ASSR, and CATE showed remarkable significant correlations with PTA thresholds. A plausible explanation is that these methods can be implemented without patient participation. People with dementia have impairment of cognitive and functioning capacities [34]. Standard audiometry is regarded as demanding complex multi-domain of cognitive function at each step, hence, only about half of those with impaired cognitive function can accomplish audiometry [14]. For instance, complex attention is required for the task of pressing a button each time a tone is heard. Over time, executive functioning, learning, and memory are needed to follow procedure instructions and recall the word. This limitation can be solved by the electrophysiological test, which also provides accurate thresholds. Regardless, one of the included studies reported that some individuals could not endure this method due to its equipment and long duration [20]. In addition, this approach does not alleviate the shortage of advanced audiologic services in some regions.
Based on this review, we observed that the behavioral hearing test was more consistently related with PTA than self-perceived hearing assessment. The simple and familiar physical examination battery tests, such as the tuning fork test, whisper voice test, and finger rub test, proved to be highly sensitive screening techniques [21]. Moreover, the approach involving equipment such as an audiometry screener and an application to hearing screening achieved high sensitivity and overall accuracy in patients with MCI and dementia [21,22]. The results were similar to those found in older adults with normal cognition [35,36]. Screening tests and interventions are mostly developed under the principles of being accurate, reliable, affordable, and efficient for target populations [37], particularly for application-based methods that simplify the conventional approach for usability. Even though a previous systematic review revealed a relatively lower area under curve (AUC) in the older adult group (AUC=0.9, 95% CI 0.87–0.92) compared to younger aged group (AUC=0.96, 95% CI 0.94–0.97), smartphone-based audiometry remains highly accurate for detecting hearing impairment [36]. More studies that investigate the value of these devices in cognitive impairment populations are needed.
In contrast to the aforementioned auditory tests, self-reported hearing assessments could not precisely reflect hearing difficulties in cognitive impairment [23-25,27]. There are many possible explanations for this. People with dementia may have difficulty communicating in real-life situations due to auditory dysfunction, commonly known as auditory processing disorder. They may suffer from impaired perception of sound features, auditory scene analysis, recognition of sounds, and auditory hallucinations [38]. This deficit may be reflected in the score of the mAIAD and the SSQ, which focus on the recognition of sound, speech, and localization of sound, as observed in the study of Utoomprurkporn, et al. [25]. However, these deficits are not necessarily correlated pure-tone thresholds. Another possibility is that dementia’s severity and patients’ fluctuating capacity may affect their ability to comprehend the measurement [39]. The multiple-item and multiple-choice structure of the questionnaire may impede its successful completion. Another explanation is their denial attitude or poor self-perception about their hearing deficit, which is similar to general older adult populations [40,41]. Unsurprisingly, in this review, the caregivers reported hearing difficulties more frequently than the patients themselves, and one study found a strong correlation with PTA [26]. Future studies that explore demented patients and their caregivers by self-perceived assessment questionnaire would be informative to strengthen our conclusion.
Hearing loss accounts for 20% of global population [42]. In addition, the prevalence of moderate to severe hearing loss increases with age, from 12.7% at 60 years to nearly 60% at 90 years of age [42]. In populations with MCI and dementia, previous studies reported the prevalence of hearing loss ranging from 50% to greater than 90%, varying across studies [23,43-45]. Remarkably, the prevalence tends to be higher than in the general age-matched population [23,43,45]. A number of evidences sustain the notion that hearing loss may conduce to cognitive decline through via sensory deprivation and the information-degradation hypotheses, or both conditions may be consequence of overall neural degeneration associated with aging; the common cause hypothesis [7]. In light of current understanding of the hearing-dementia association, hearing aids may be a potentially beneficial intervention for dementia. The restoration of auditory stimuli by hearing aids may improve social communication and decrease cognitive load, consequently lessening the progression of neuropsychiatric symptoms (NPS) of dementia through indirect pathway. According to previous studies, the use of hearing assistive devices has been shown to benefit not only patients but also caregivers [46].
The World Health Organization encourages hearing screening for all older adults over the age of 50 using audiological, otoscopic examinations and whispered voice tests, as well as, cost-effective and simple-to-use screening tools such as automated hearing testing, digits-in-noise tests via mobile applications, booth-less audiometry, and telemedicine services [42]. For people living with dementia, the multidisciplinary team, consisting of professionals such as audiologist, otologist, speech and language pathologist, geriatric and occupational therapist, rehabilitation specialists, dementia specialist, and care home manager, collaborated to develop specific practical recommendations aimed at recognizing and managing hearing and vision impairment. Their primary goal is to facilitate early detection, precise diagnosis, and prompt intervention to improve sensory impairment that significantly impact individuals’ quality of life [15]. The ideal screening tools should be validated, reliable, fast, and widely accessible to professionals and patients to enable early detection of sensory impairment. Basic options such as self-administered questionnaires, mobile-based screening, and bedside screening methods including whispered voice, finger rub, and watch tick tests should be offered. Based on our comprehensive review, we also highlight the screening options for hearing loss in this population, as indicated in Table 5.
Only 10 researches matched the inclusion criteria, and the sample sizes of some of these studies are rather small. Due to the heterogeneity of hearing screening tests, variations in reference test criteria (PTA), and reported outcomes, a meta-analysis was precluded. In addition, the majority of the participants had MCI or mild to moderate dementia. None of the participants in the study had severe dementia, which may alter test results owing to cognitive ability. Additional study involving the accuracy of auditory test on the large scale and disparities in dementia severity is warranted.
In conclusion, alternative hearing screening tests based on electrophysiological and behavioral approaches appear dependable among older adults with cognitive impairment, when compared to conventional PTA in diagnosing hearing loss. Whereas self-perceived hearing assessment is distinctly inconsistent with PTA, according to findings of our review. Further work is needed to delineate the optimal screening method for recognizing hearing loss in individual with cognitive impairment.